Securities and Exchange Commission Chair Gary Gensler described his agency’s efforts to reform the market plumbing of how ...

The US Securities and Exchange Commission isn’t giving up on a proposal to force alternative trading systems to register as ...

The U.S. Securities and Exchange Commission said Wednesday that Bank of America Corp.’s Merrill Lynch unit and derivatives ...

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Alphabet , Goldman Sachs and a group of other firms agreed to pay a combined $3.8 million in civil penalties to settle U.S.

U.S. Rep. Maxine Waters (D-Calif.), the House Financial Services Committee's ranking Democrat, suggested in a Securities and ...

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

As Vail Resorts reckons with both the rapid growth the company has enjoyed in the last decade and the three-year lows its ...

Former SKAEL CEO Baba Nadimpalli is charged by the SEC with a $30 million fraud, accused of inflating revenue and fabricating ...

On September 9, 2024, the Chief Accountant of the U.S. Securities and Exchange Commission (SEC), Paul Munter, delivered remarks ...